Corporate Boards Provide Big Benefits to Presidents but Also Carry Big Risks

BY PAUL FAIN

Compensation From Corporate Sources

Approximately one-third of college presidents serve on corporate boards. For their efforts as corporate directors, presidents get prestige and access to potential donors in the business world. They also receive cash fees and stock and stock-option awards. The table below lists the corporate-board positions held by the chief executives of the 40 public and private institutions with the largest operating budgets.

PUBLIC

Mark G. Yudof, U. of California system

Mary Sue Coleman, U. of Michigan system

Boards Company

1 Healthtronics Inc.

2 Johnson & Johnson

Meredith Corporation

Gene D. Block, U. of California at Los Angeles

E. Gordon Gee, Ohio State U.

0

4

Graham B. Spanier, Pennsylvania State U. system

1

Mark A. Emmert, U. of Washington

1

Gaylord Entertainment Co.

Hasbro Inc.

Limited Brands Inc.

Massey Energy Co.

Citizens Financial Group Inc. United States Steel Co.**

Expeditors International
of Washington Inc.**

Fees in cash

$52,000

95,000

10,000

0

66,750

62,021

60,000

113,000

N/A

0

0

Stock awards

$0

99,939

42,031

0

55,650

79,509

48,053

77,294

N/A

0

0

Option awards

$85,457

0

92,036

0

27,638

17,216

0

0

N/A

0

0

Other*

$0

7,692

0

0

0

0

0

2,661

N/A

0

0

J. Michael Bishop, U. of California at San Francisco

Larry N. Vanderhoef, U. of California at Davis

Robert H. Bruininks, U. of Minnesota-Twin Cities

Marye Anne Fox, U. of California at San Diego

0

0

0

4

Boston Scientific Co.

Pharmaceutical Product Development Inc. Red Hat Inc.

W.R. Grace & Co.

0

0

0

60,000

50,500

0

0

0

76,686

64,985

0

0

0

5,230

65,000

0

0

0

0

0

Michael K. Young, U. of Utah

Carolyn A. (Biddy) Martin, U. of Wisconsin at Madison

Ann Weaver Hart, Temple U.

H. Holden Thorp, U. of North Carolina at Chapel Hill

Sally K. Mason, U. of Iowa

John T. Casteen III, U. of Virginia

J. Bernard Machen, U. of Florida Eric A. Gislason, U. of Illinois at Chicago

Richard Herman, U. of Illinois at Urbana-Champaign

Carol Z. Garrison, U. of Alabama at Birmingham

* Can include gifts to charities ** First year on board † Interim

0

0

0

0

0

1

0

0

0

0

Wachovia Corporation

54,334

117,000

0

0

0

0

0

85,000

0

0

0

0

80,220

0

0

0

0

0

0

157,500

0

0

0

0

22,879

0

0

0

0

0

0

0

0

0

0

0

3,000

0

0

0

0

0

1,000

0

0

0

0

PRIVATE

Amy Gutmann, U. of Pennsylvania

Richard H. Brodhead, Duke U.

William R. Brody, Johns Hopkins U.

Drew Gilpin Faust, Harvard U.

John L. Hennessy, Stanford U.

Boards Company

1 The Vanguard Fund

0 1 IBM**

0

3

Atheros Communications Inc.

Cisco Systems Inc.

Google Inc.

James W. Wagner, Emory U.

Lee C. Bollinger, Columbia U.

Nicholas S. Zeppos, Vanderbilt U.

John E. Sexton, New York U.

Susan Hockfield, Massachusetts Institute of Technology

Jean-Lou Chameau, California Institute of Technology

Joel Seligman, U. of Rochester

Richard C. Levin, Yale U.

Robert J. Zimmer, U. of Chicago

Steven B. Sample, U. of Southern California

0

1

0

0

1

Washington Post Co.

University presidents are attractive candidates for corporate boards. Their credentials and their university’s name lend an air of academic prestige to the companies they oversee.

Presidents are typically well compensated for their service on board of directors, earning at least six figures each year in cash fees and stock awards. It can be a good gig, considering that most boards meet about a dozen times per year, with additional meetings for subcommittee members.

The role can pay off for universities as well, presidents say, through corporate partnerships and access to wealthy donors.

However, the benefits come at a price. Presidents already put in long hours in their day jobs, and board meetings are time away from work. As a result, some university governing boards have begun to restrict the corporate-board service of their presidents. And some higher-education experts recommend that college chiefs take on no more than two directorships.

According to a Chronicle analysis, 19 of the presidents of the 40 research universities with the largest operating budgets sit on at least one corporate board. Leaders of private universities are the most likely to serve on boards. And while most of the presidents hold just one or two director slots, three sit on four boards each. The compensation for such positions is usually $50,000 or more in cash fees, a similar amount in stock awards, and sometimes more in stock options.

James H. Finkelstein, a professor and vice dean at George Mason University’s School of Public Policy and an expert on corporate governance, says those findings are mostly consistent with what his research has found. However, he says, public-university presidents are more likely to serve on corporate boards than are their peers at private institutions.

Mr. Finkelstein and other governance experts say college presidents should be wary of corporate boards, in part because the stakes have gone up in the wake of the accounting scandals from earlier this decade. Subsequent federal legislation has given directors more responsibility as fiduciaries. They can be held accountable for management problems and could face fines after a corporate meltdown.

In the past, many boards existed solely to rubber-stamp the decisions of company executives, says Mr. Finkelstein. Not any more.

“You can’t just show up for a board meeting, have a nice dinner, and go home,” he says.

General Electric Co.

Fees in cash

$N/A

0

83,889

0

32,500

81,000

0

0

52,500

0

0

75,000

Stock awards

$N/A

0

0

0

0

142,055

0

0

0

0

0

149,241

Option awards

$N/A

0

0

0

94,078

113,836

432,334

0

0

0

0

0

Other*

$145,000

0

154

0

0

0

0

0

0

0

0

7,699

1

0

1

0

4

MTS Systems Corp.

American Express Co.

Mark S. Wrighton, Washington U.

2

AMCAP Fund Inc.

American Mutual Fund Inc.

Intermec Inc.

Wm. Wrigley Jr. Co.

Cabot Corp.

Brooks Automation Inc.

David J. Skorton, Cornell U.

Donna E. Shalala, U. of Miami

0

2

Robert A. Brown, Boston U.

Henry S. Bienen, Northwestern U.

* Can include gifts to charities
Joined July 2007
† Left board April 2008

1

1

Gannett Co. Inc.

Lennar Corp.

DuPont Co.

Bear Stearns Cos. Inc.

44,000

0

87,500

0

N/A

N/A

49,000

60,000

45,000

77,000

0

0

70,880

62,667

59,500

80,009

0

208,931

0

N/A

N/A

30,000

60,000

115,950

124,123

0

0

20,675

99,643

103,510

0

0

0

0

N/A

N/A

109,400

43,156

0

33,853

0

200,052

69,932

0

62,808

3,904

0

1,877

0

100,000

103,800

761

2,700

402

0

0

750

0

243,073

0

SOURCE: Corporate reports to the Securities and Exchange Commission

COS T-BENEfi T ANAL YSIS

In some cases, university search committees will use corporate boards as a lure for prospective presidents and other administrators. While higher-education insiders say this practice is fairly common, it is hard to prove, as the promises are made over handshakes rather than in contracts.

Nancy B. Rapoport, a professor of law who is a corporate-governance expert at the University of Nevada at Las Vegas, says this practice occurs regularly and that she experienced it firsthand. Although Ms. Rapoport, a former law-school dean, never served on a corporate board, she says she was offered director spots by search committees when she was considering dean positions.

A seat on even one corporate board brings risks. For example, two university presidents were directors of Bear Stearns, the collapsed investment bank. The firm’s failure in March has led to some of the first repercussions over the credit crisis, includ-

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